SEAN EMMONS CFA®

SENIOR FIXED INCOME ANALYST

 

Sean joined Cidel in October 2022. He is a key member of the fixed income team and involved in many aspects of Cidel’s fixed income investment process. His primary responsibility is for the analysis of credit investments including corporate and provincial bonds, as well as hybrid securities

Sean has over 7 years of experience in fixed income. Prior to joining Cidel, Sean worked for a large Canadian investment manager in the investment grade credit research department. He was responsible for coverage of several sectors including technology, media, telecom, infrastructure, and public-private partnership (P3) projects. Sean also has experience assessing Environmental, Social and Governance (ESG) factors for corporate issuers.

 Sean holds a bachelor’s degree from Acadia University and an MBA from McMaster University with a focus on finance and economics. He has a Chartered Financial Analyst (CFA®) certification.

 Outside of work, Sean enjoys spending time outdoors with his family, as well as golf, hockey, and cycling.

KAREN LAREDO

BA

CHIEF COMPLIANCE OFFICER

 

Karen is Lorica’s Chief Compliance Officer and is also a Director of the firm. She is responsible for the management, implementation and supervision of Lorica’s compliance policies, process and framework.

Karen has 15 years of compliance experience, having held a variety of positions at several different firms. Her experience has allowed her to gain knowledge in compliance as well as risk management and operations. Prior to joining Lorica, Karen was a Senior Compliance Officer at Dundee Securities Ltd; she was appointed the firm’s Designated Complaints officer, Alternate AML Officer, the Firm’s Registrations officer and acted as a back-up to the Chief Compliance Officer. Karen also worked in compliance for TD Asset Management and BMO Nesbitt Burns.

Karen has completed several industry related courses at the Canadian Securities Institute and has a BA from York University. When Karen is not at work, she enjoys cooking and drinking wine, but more importantly, spending time with her family, taking piano lessons with her son, attending toy conventions and classic car shows. Karen is also active in her community on her condo board and at her son’s school.

LORICA

Fixed Income Specialist
Funds, Seg. Acts. and UMA/SMA
100% Employee-Owned

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LORICA

Fixed Income Specialist
Funds, Seg. Acts. and UMA/SMA
100% Employee-Owned

SITE MAP

Who We Are - How We Invest
Our Strategies - Our Platforms
Where to Find Us